Cain Kobert, CFP® is President and Founder of Rocky Mountain Wealth Management, and has worked extensively in the financial services industry for over 20 years. He currently holds the Series 7, 24, 31, 63 and 65 FINRA registrations*.

Originally from Michigan, Cain received a degree in Finance with an emphasis in Economics from Michigan State University. After starting out on the commodity trading floors of the Chicago Mercantile Exchange, he furthered his career as a Financial Advisor with PaineWebber, Morgan Stanley, and Piper Jaffray. Cain is an accomplished CERTIFIED FINANCIAL PLANNER™ practitioner. In June of 2006, he started Rocky Mountain Wealth Management allowing himself to independently continue his dedication to helping clients identify and pursue their financial and life goals.

At Rocky Mountain Wealth Management, we are dedicated to positively impacting our clients’ lives by helping them grow and manage their wealth, so they can enjoy a life of fulfillment and meaning. Cain is dedicated to providing clients with personalized financial services and quality investment advice. Cain is also a licensed Instrument Rated Commercial Multi-Engine Pilot and integrates his passion of flying to meet with clients across the United States.

* Series 7, 24, 31 and 63 registrations held through LPL Financial and Series 65 registration held through IHT Wealth Management.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, Certified Financial Planner™ and federally registered CFP (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

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Our clients are comprised of affluent families, individuals, and business owners who value the disciplined approach we bring to each relationship. We seek to help clients accomplish both their short and long term wealth management goals. For individuals with established wealth, we seek to provide strategies with capital preservation and generational wealth transfer in mind. For those with emerging wealth, we strive to help manage risk while pursuing wealth creation strategies. We are dedicated to providing clients with the finest customized recommendations to their investment strategy and financial needs. At the heart of our philosophy is a passion to build enduring client relationships and an unwavering commitment to provide investment guidance that is designed to help set and address financial goals. Partnered with Client Associates, we strive to provide clients with outstanding service and quick responses to daily requests. We contact our clients on a regular basis through phone, electronic communications, and invitations to personalized events. We work closely with our client’s other trusted advisors, including attorneys and accountants, to address their tax, trust, philanthropic and estate issues.

Utilizing a defined wealth management process and taking the time to listen carefully to what is important to you is an essential component of every relationship that we have. In addition, we make educating our clients our number one priority so that they can make informed decisions about their finances. A goal of our practice is to balance clients’ need for growth with their need for income, while keeping a careful eye on risk. We frame our understanding of your lifelong financial objectives with the realities of the current market environment. In keeping with our strict discipline, we do not fight the market’s direction. Rather, we pursue conservative strategies that aim to limit downside risk. We are dedicated to our client’s welfare and seek long term relationships that extend beyond individual transactions, span market cycles and even generations. By serving our clients well, we also succeed.

Jeffrey Kocis CFP® is a Financial Advisor and Vice President of Investments with over 20 years of experience in the field of professional financial services. He has a Bachelor’s Degree in Business Management from Eastern Illinois University. Jeff began his career at the Chicago Mercantile Exchange and eventually became a member of the exchange. While working at the Chicago Mercantile Exchange Jeff traded in the derivatives marketplace in a wide range of futures and option products including Commodities, Equity Index, FX, and Interest Rate based financial instruments. Jeff holds the CERTIFIED FINANCIAL PLANNER TM certification awarded by the Certified Financial Planner Board of Standards, Inc. Jeff resides in the western suburbs of Chicago with his wife and daughter.

Certified Financial Planner Board of Standards, Inc. owns the certification marks CERTIFIED FINANCIAL PLANNERTM and CFP® in the U.S., which it awards to individuals who successfully complete CFP Board’s initial and ongoing certification requirements.

PROFESSIONAL LICENSES:

  • Series 6, 7, 63, 65 (registrations held through LPL)
  • Florida Life, Health and Variable Annuity insurance licenses
  • Been in the industry since 2004

PROFESSIONAL DESIGNATIONS:

  • CERTIFIED FINANCIAL PLANNER TM
  • MBA

EDUCATION:

  • Bachelor’s Degree in Finance, University of South Florida, Tampa
  • Master’s Degree in Business Administration, University of South Florida, concentration in Advanced Finance, International Business and Management

AREAS OF FOCUS

  • Retirement Planning
  • Florida Retirement System (FRS) and benefits
  • DROP and Investment Plan estimates and analysis
  • Comprehensive financial planning and budgeting
  • 401k Plan distribution options including Rollovers
  • Portfolio review and risk analysis
  • IRAs, ROTH IRS’s, 403(b)’s and 457(b)’s
  • Education planning, 529 Plans, UTMA’s
  • Estate planning review and recommendations

ONGOING ACTIVE MONEY MANAGEMENT

  • Mutual Funds
  • Stocks, bonds and ETF’s
  • Investment Advisory services offered through IHT Wealth Management

INVESTMENT AND INSURANCE SERVICES

  • Mutual funds, stocks and bonds
  • Annuities – fixed and variable
  • Life insurance and long-term care insurance
  • IRAs, ROTH IRA’s, 401k’s, 403(b)’s and 457(b)’s

For an appointment at your home, work or our office, please call or email me.

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Vivian has been with IHT Wealth Management for more than 2 years and has had experience working directly with advisors, clients, and the internal operational management team. As VP of Operations, Vivian is responsible for managing and assisting in high-level financials that include commissions and compensation, working directly with advisors to find investment solutions for complex client situations, and assisting with implementing the firm’s onboarding and compliance procedures. She takes pride in being detailed and efficient and is committed to work alongside the management team to accomplish the firm’s business goals.

Vivian received her bachelor’s degree in financial planning with a minor in business from the University of Illinois at Urbana-Champaign in 2017. She is FINRA licensed with her Series 7 held with LPL Financial and Series 66 held with both IHT Wealth Management and LPL Financial.

Check the background of investment professionals associated with this site on FINRA’s BrokerCheck.